“Financial Industry Regulatory Authority”

• Securities and investment adviser representatives.

  Indiana · Became law

• Investment adviser representatives and agents.

  Indiana · Introduced

• Information Practices Act of 1977.

  California · Vetoed

• Protect Public Welfare Oil And Gas Operations

  Colorado · Became law

• An Act To Clarify The Status Of The Financial Industry Regulatory Authority And The National Association Of Registered Agents And Brokers Under The Maine Insurance Code

  Maine · Became law

• Annuity transactions.

  California · Vetoed

• Insurance: annuity transactions.

  California · Became law

• Corporations: NASDAQ: national securities exchange.

  California · Became law

Search the text of every bill for “Financial Industry Regulatory Authority”