“Financial Industry Regulatory Authority”

Financial Industry Regulatory Authority names 4 federal bills in 12 lobbying reports this Congress.

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY

  Congress · As of Sep 30, 2026

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY

  Congress · As of Sep 30, 2026

• FINRA

  FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)

  Congress · As of Sep 30, 2026

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA")

  Congress · As of Sep 30, 2026

• FINRA

  FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA)

  Congress · As of Sep 30, 2026

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD)

  Congress · As of Sep 30, 2026

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD)

  Congress · As of Sep 30, 2026

• FF

  FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY

  Congress · As of Sep 30, 2026

• FI

  FINANCIAL INDUSTRY REGULATORY AUTHORITY

  California

• FINANCIAL INDUSTRY REGULATORY AUTHORITY

  Political committee · Connected entity · As of Aug 8, 2026

• FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

  Company · Connected entity · Delaware · As of May 14, 2026

• FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

  Nonprofit · Connected entity · Maryland · As of May 14, 2026

• FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

  Nonprofit · Connected entity · As of Sep 22, 2026

• Financial Industry Regulatory Authority, Inc.

  Company · Connected entity · As of Oct 2, 2026

• FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

• An Act To Clarify The Status Of The Financial Industry Regulatory Authority And The National Association Of Registered Agents And Brokers Under The Maine Insurance Code

  Maine

• Designation of the Financial Industry Regulatory Authority To Administer Professional Qualification Tests for Associated Persons of Registered Municipal Advisors

  As of Aug 21, 2015 · May be out of date

• Amended Order Directing the Exchanges and the Financial Industry Regulatory Authority, Inc., To File a National Market System Plan Regarding Consolidated Equity Market Data

  As of Sep 7, 2023 · May be out of date

• In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008); Order Granting Petition for Review and Scheduling Filing of Statements

  As of Feb 20, 2020 · May be out of date

• In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013)

  As of Apr 11, 2024 · May be out of date

• Joint Industry Plan; BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed National Market System Plan To Implement a Tick Size

  As of Nov 7, 2014 · May be out of date

• Joint Industry Plan; BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NAS

  As of Nov 21, 2013 · May be out of date

• Joint Industry Plan; BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NAS

  As of Feb 27, 2014 · May be out of date

• Joint Industry Plan; Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchang

  As of Feb 11, 2015 · May be out of date

• Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1210 (Registration Requirements)

  As of Jul 16, 2026

• Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

  As of Jul 6, 2026

• Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) To Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week

  As of Jul 20, 2026

• Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) To Establish Fees for Industry Members Related to Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail

  As of May 18, 2026

• Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securit

  As of Aug 28, 2026

• Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., MEMX LLC, MIA

  As of May 7, 2026

• Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc

  As of Aug 13, 2026

• Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for May 1, 2026 Through December

  As of May 15, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Aug 8, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Jul 19, 2026

• Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.

  As of Aug 8, 2026