Securities transactions: qualification: notification: small company.
This bill failed and is no longer moving.
- Stage
- Failed
- Started in
- Assembly
- Sponsor
- 1
- Latest action
- Nov 30, 2014
What it does
Existing law, the Corporate Securities Law of 1968, requires securities offered or sold in this state to be qualified through application filed with the Commissioner of Business Oversight, unless exempt from the qualification requirements. Under existing law, a security issued either by the issuer of a security registered under a designated provision of the federal law or issued by an investment company registered under other specified federal law, and which is not eligible for qualification by coordination under existing law, may be qualified by notification by making a specified application and providing certain documents and additional information.
Where it stands
This bill failed and is no longer moving.
Failed
This bill failed and is no longer moving.
What moved
Who is involved
Sponsors
The lawmakers who put their names on it, lead sponsors first.
In the news
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Where it goes next
Once a bill is decided, the questions are about what is done with it in California.