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Securities and Exchange Commission
Final rules
The 8 newest final rules from Securities and Exchange Commission. It made 14 final this year.
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Final rules
Rule
Published
Effective date
Adoption of Updated EDGAR Filer Manual
Oct 6
Oct 6
Commission Quorum Requirement
Oct 2
Oct 2
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
Sep 3
Sep 3
Investment Company Governance Technical Amendments
Aug 6
Aug 6
Modernization of Delegations of Authority to Commission Staff
Jul 20
Jul 26
Financial Data Transparency Act Joint Data Standards
Jun 25
Oct 1
Technical Amendments to Form X-17A-5 Part IIA
Jun 25
Jun 25
Holding Foreign Insiders Accountable Act Disclosure; Correction
Jun 1
Jun 1